designated contract market

eCFR :: 17 CFR 37.8 -- Boards of trade operating both a ...

(a) An entity that intends to operate both a designated contract market and a swap execution facility shall separately register the two entities pursuant to the designated contract market designation procedures set forth in part 38 of this chapter and the swap …

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eCFR :: 17 CFR Part 38 -- Designated Contract Markets

Boards of trade operating both a designated contract market and a swap execution facility. § 38.10. Reporting of swaps traded on a designated contract market. § 38.11. Trade execution compliance schedule. § 38.12. Process for a designated contract market to make a swap available to trade.

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CFTC Approves Nodal Clear, LLC to Clear for Other ...

The CFTC has approved Nodal Clear, LLC to clear for other Designated Contract Markets (DCMs). Contacts Nicole Ricard Managing Director of Marketing 703-962-9816 [email protected] ...

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AFX Applies to Become Designated Contract Market (DCM)

> AFX Applies to Become Designated Contract Market (DCM) Ricardo Esteves. Ricardo Esteves has seen business and economics through many lenses. He joined the Financial Services Industry in 2009, and has been a financial journalist since 2011. He holds a degree in Business Administration and has experience producing real-time news, from both buy ...

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Trading Organizations - Designated Contract Markets (DCM)

It was designated as a contract market by the Secretary of Agriculture twice. ME was first designated as a contract market on May 12, 1923. That designation was vacated on August 31, 1957. ME was designated again on April 13, 1962, and it …

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17 CFR § 37.8 - Boards of trade operating both a ...

(a) An entity that intends to operate both a designated contract market and a swap execution facility shall separately register the two entities pursuant to the designated contract market designation procedures set forth in part 38 of this chapter and the swap execution facility registration procedures set forth in this part. On an ongoing basis, the entity shall comply with the core ...

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17 CFR § 151.11 - Designated contract market and swap ...

Other than in Referenced Contracts, at the time of its initial designation or upon offering a new contract, agreement, or transaction to be executed pursuant to its rules, it shall be an acceptable practice for a designated contract market or swap execution facility that is a trading facility to provide for speculative limits for an individual ...

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Core Principles and Other Requirements for Designated ...

7. § 38.8—Listing of Swaps on a Designated Contract Market Proposed § 38.8(a) required a DCM to notify the Commission, prior to or upon listing its first swap contract, of the manner in which it will fulfill each of the requirements under the amended CEA and part 38 with respect to the listing, trading, execution and reporting of swap ...

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ErisX's spot and U.S. regulated futures exchange for ...

Eris Exchange and Eris Clearing, together ErisX, is a spot and regulated futures exchange and clearinghouse with Designated Contract Market (DCM) and Derivat...

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Sell Designated Contract Market | SellMyForms

Remember, lots of persons were searching for a writable designated contract market today. SellMyForms is a brand new market place that connects you with many other entities of industry. The point is, many industry business owners still working with scanned forms instead. They may be tricky and can be difficult to use by form filling programs.

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CME Term SOFR Reference Rates Benchmark Methodology

CME SOFR Futures Contract Specifications and settlement methodologies are available on the CME Group website. 4.2. Sampling Market Prices CME Term SOFR Reference Rates use executed transactions and executable bids and offers in SOFR Futures, traded on the CME Designated Contract Market (DCM)5, with contract specifications detailed in

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FACT SHEET - San Diego County, California

contract with the County to contractually restrict their land to the uses stated above whereby the assessment on their land will be based on its restricted use rather than on its market value. The County has designated approximately 402,100 acres as Agricultural Preserves. Over 100 contracts within these Preserves exist totaling approximately

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Designated Contract Market (DCM) - Emissions-EUETS.com

Designated Contract Market (DCM) are boards of trade that operate under the regulatory oversight of the US Commodity Futures Trading Commission (the CFTC) pursuant to Section 5 of the Commodity Exchange Act (CEA), 7 USC 7. In the EU legal framework DCMs are treated as from 22 July 2016 as equivalent to EU regulated markets for the purposes of EMIR Regulation (see the …

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ICE Futures U.S.: Regulation

ICE Futures U.S., Inc. is a designated contract market pursuant to the Commodity Exchange Act, as amended, and as such is regulated by the U.S. Commodity Futures Trading Commission (CFTC). For well over a century, the exchange has provided reliability, integrity and security in the global marketplace.

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Designated Contract Market Regulation - Markets Reform Wiki

FINAL RULE: Designated Contract Market Core Principles approved at CFTC Open Meeting, May 10, 2012. Dodd-Frank Timeline, Core Principles and Other Requirements for Designated Contract Markets; Final Rule Issue Effective Date Compliance Date June 19, 2012 August 20, 2012

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17 CFR § 23.431 - Disclosures of material information ...

(1) Initiated on a designated contract market or a swap execution facility; and (2) One in which the swap dealer or major swap participant does not know the identity of the counterparty to the transaction prior to execution. (d) Daily mark. A swap dealer or major swap participant shall:

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7 USC 8: Application for designation as contract market or ...

(a) Any person desiring to be designated or registered as a contract market or derivatives transaction execution facility shall make application to the Commission for the designation or registration and accompany the same with a showing that it complies with the conditions set forth in this chapter, and with a sufficient assurance that it will ...

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17 CFR Part 38 - DESIGNATED CONTRACT MARKETS | CFR | US ...

Subpart B - Designation as Contract Market (§ 38.100) Subpart C - Compliance With Rules (§§ 38.150 - 38.160) Subpart D - Contracts Not Readily Subject to Manipulation (§§ 38.200 - 38.201) Subpart E - Prevention of Market Disruption (§§ 38.250 - 38.258) Subpart F - Position Limitations or Accountability (§§ 38.300 - 38.301)

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CFTC Approves New Cryptocurrency Derivatives Platform ...

The CFTC announced Monday that it has issued an order granting Chicago-based Bitnomial Exchange status as a designated contract market (DCM), effective on the same day. The U.S. top derivatives ...

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Market Regulation: Designated Contract Markets and Swap ...

Market Regulation: Designated Contract Markets and Swap Execution Facilities NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years. The Dodd-Frank Wall Street Reform Act created a new type of trading venue for standardized swaps—swap execution facilities (SEF)—each of which has self-regulatory ...

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Dormant Designated Contract Market Law and Legal ...

According to 17 CFR 40.1 [Title 17 -- Commodity and Securities Exchanges; Chapter I -- Commodity Futures Trading Commission; Part 40 -- Provisions Common to Registered Entities], dormant designated contract market means "any designated contract market on which no trading has occurred for a period of twelve complete calendar months; provided, however, no designated contract market shall be ...

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fp0012136_ex10-04.htm - SEC.gov

is reported subject to the rules and procedures of the registered swap execution facility or designated contract market and the CFTC's Part 43 regulations and Staff Letter 13-48, including the appropriate time delay requirements set forth in CFTC Regulation 43.5.

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COMMODITY FUTURES TRADING COMMISSION …

4.List of principal office(s) and address(es) where designated contract market activities are/will be conducted: Office Address Nodal Exchange, LLC rd 1921 Gallows Rd, 3 Floor, Tysons Corner, VA 22180 _____ _____ 5. If Applicant is a successor to a previously designated contract market, please complete the following: a. Date of Succession N/A b.

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Designated Contract Market | The OTC Space

Designated Contract Market. Package Transactions Move on Exchange: Clarity From Confusion +0. Market participants implement a number of strategies when trading derivatives contracts. One common strategy is to execute multiple legs of a transaction as a single transaction, commonly known as a "package transaction." ...

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Designated Contract Market (DCM) | Practical Law

Designated Contract Market (DCM) Traditional derivatives exchanges registered with and regulated by the Commodity Futures Trading Commission (CFTC) on which standardized derivatives contracts are executed. DCMs offer CFTC-regulated exchange-traded derivatives products, such as …

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The AIM Designated Market Route - London Stock Exchange

AIM Designated Market (ADM) for at least 18 months prior to the date of admission to AIM. The 18 month requirement is in place to ensure that there has been a sufficient period of disclosure in the home market about the business in the form in which it is seeking admission to AIM. If …

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Designated Contract Markets (DCMs) | CFTC

Rule Enforcement Reviews of Designated Contract Markets. The Division of Market Oversight's Market Compliance Section conducts regular reviews of each designated contract market's (DCM) ongoing compliance with core principles through the self-regulatory programs operated by the exchange in order to enforce its rules, prevent market manipulation and customer and market abuses, and ensure ...

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List of futures exchanges - Wikipedia

Chicago Mercantile Exchange (CME / GLOBEX) (Since 2007 a Designated Contract Market owned by the CME Group) New York Mercantile Exchange (NYMEX) and (COMEX) (Since 2008 Designated Contract Markets owned by the CME Group) Kansas City Board of Trade (KCBT) (Since 2012, a Designated Contract Market owned by the CME Group)

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What does Contract Market mean? Definition from ...

Contract market is a term used for a designated contract market (DCM). It is an exchange on which commodities and option contracts are traded. A contract market needs to be registered with the concerned regulatory authority such as …

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Swap Execution Facility (SEF) Definition

Contract Market Definition. Contract market, or designated contract market, is a registered exchange where commodities and option contracts are traded. more. Swap Dealer.

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Eligible Contract Participant (ECP) | Practical Law

The Dodd-Frank Act makes it unlawful for a person who is not an ECP to enter into a swap other than on or subject to the rules of a designated contract market (DCM). Final Title VII definitional rules (see Legal Update, Final Rules Defining "Swap Dealer" and "Major Swap Participant" under Dodd-Frank Issued by Regulators) therefore designate:

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7 U.S. Code § 6b - Contracts designed to defraud or ...

1968—Pub. L. 90–258 relocated cl. (1) designation in first par. to follow "unlawful" rather than to precede "any contract of sale", provided in such cl. (1) for orders to make or making of contracts of sale "made, or to be made on or subject to the rules of any contract …

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COMEX - CME Group

COMEX. CME Group is the world's leading and most diverse derivatives marketplace, made up of four exchanges, CME, CBOT, NYMEX and COMEX. Each exchange offers a wide range of global benchmarks across all major asset classes. COMEX, a Designated Contract Market offering products subject to COMEX rules and regulations, joined CME Group with ...

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Designated Contract Market Regulation - Comment Letters ...

The Commodity Futures Trading Commission (CFTC) approved a proposal for new and revised rules, guidance and acceptable practices governing the designation and operation of designated contract markets (DCMs) at its December 1, 2010 meeting.Open Meeting on Sixth Series of Proposed Rules under the Dodd-Frank Act.CFTC.

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Trading Organizations - Designated Contract Markets (DCM)

The AMEX Commodities Corporation (ACC) was designated as a contract market on February 15, 1985. ACC currently is not operational; there has been no activity on the ACC since 1986. 0: Aqua-Index Exchange, LLC: Pending: Official Receipt Date: 08/10/2015 : 4: Baltimore Chamber of Commerce: Vacated: as of: 08/18/1936

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